[pp.int.general] software patents
Reinier Bakels
r.bakels at planet.nl
Sun Dec 20 09:10:03 CET 2009
>
> - It is not difficult to design a mechanical invention that only
> depends on
> some geometry.
>
> That's no counterexample to my argument. I think you have focused
> on a part of the argument, and not on the overall point.
Strictly speaking, you are right. I attended some of your presentations and
I recall that you argued that a software designer is faced with a machine
that has a strictly predictable behaviour while mechanical and electrical
engineers are faced with a physical reality which has often surprising
side-effects (hope I phrase your argument correctly).
I would say that:
- mechanics (for instance) sometimes is quite predictable
- software sometimes inot predictable
- if some field of technology is really easier, inventions in that field are
likely to be "obvious to a person skilled in the art", so they are not
patentable.
>
> - Software design for control enginering and signal processing
> applications
> is often non-trivial.
>
> Signal processing interacts with physics; it is typically part of a
> specific physical system. So it does not really contradict what I
> said.
Perhaps I should have said: *digital* signal processing. I wonder whether it
relates more to the physical world than other software, e.g. an editor. The
European Patent Office would have said that signal processing software
(perhaps) brings a "(further) technical effect". It is the slippery slope
that eventually allows (for instance) a new malloc implementation to be
patented, basically because programmers consider memory management a
"technical" problem.
In the debate on the former EU "CII" directive, the (pro) argument was "no
this is not about software patents, but about patents in
computer-implemented inventions" (computer controlled conventional
technology likes TVs or X-ray equipment). This is a departure from e.g.
Parker v. Flook in the US (1978) or Dispositionsprogramm in Germany (1976):
decisions that both distinguished the "abstract" processing of data
(inventive but not patentable), and the conventional technology part that
was identified as "post-solution activity", and which was considered obvious
anyway. (Flook was about a chemical plant)
In practice, digital signal processing is an important type of sw patents:
the very first EPO sw patent case, VICOM, was about signall processing. A
similar US decision is Alappat in the 1990s. Nowadays, there are often
police raids on trade fairs because a (usually Chinese) manufacturer ignored
the MP3 patents.
>
> But even if there are some specific areas of software which are
> exceptions to the general conclusion, that is of small importance
> compared with the rest of software, so the conclusion is still valid.
> We're talking about public policy, not mathematics.
> A small exception does not make a policy argument invalid.
>
> I'm not going to defend non-software patents.
> If society is ready to get rid of them, I won't stand in the way.
> But it is very useful to be able to show why software patents pose
> a special problem.
I think the type of "special" problem of swpats pertainms to other fields as
well. I may be useful to consider "the swpat problem" in a historic
perspective.
The delimitation of "pure" software inventions vs. "computer implemented
inventions" always posed problems (even in your own argument). The franmers
of the EPC in 1973 did not know how to handle it, do the decided to adopt a
limited exclusion of sw, "software as such". Nobody know (and knows) what
that means. It was about the time when independent sw providers emerged:
until well into the 1970s, IBM provided operating system software for free,
because it was written for IBM argcitecture machines, that were only
provided by IBM. When (Japanese) "plug compatible" mainframes emerged,
running IBM software, if was obviously in IBMs interest to charge the use of
software, specifically if it ran on their competitors equipment.
In rhe 1970s, patent offices were very restrictive in allowing swpats, but
in the 1980s they became more responsive to (alleged!) "market needs". A
landmark decision is T 1173/97, in 1998, about the same time as "State
Street". The European Commission wrote a write paper on (software patent
policy), also in that timeframe. In 2002, the EU Commission issued the
infamous "computer implemented inventions" directive proposal, which was
rejected in 2005. Which does not mean that sofwtare patenting is not (or no
longer) allowed! It only means that EPOs permissive case law is not
codified. In EU, there are just two countries that really matter for
patents: Germany and the UK. EPO and Germany usually agree (EPO Boards of
Appeal reside in Munich), the British foster their own "stubborn" approach
(incidentally not just on swpats but also on verious other aspects of the
patent system). The Directive basically should have aligned the British with
the EPO and Germany. After the directive was rejected, the British gradually
adopted EPO rules voluntarily, because they believed that harmonisation is
an objective by itself.
A parallel development is the emergence of Open Source software. Software
patents are incompatible with Open Source software. Which was (probably) the
reason why patent policy making was eventually politicised.
And now it is 2010. Software patents are no longer a political issue. Still,
patents in general are very much a political issue: presumably the climate
summit in Copenhagen failed due to patents:on the one hand the perception of
US firms that patent exceptions will allow firms abroad to "steal" US
technology, on the other hand the awareness in emerging lesser developed
countries that patents basically are a new form of colonialism. Climate,
health, food: patents affect many aspects of our life. And frankly, swpats
are not that much of a social problem.
Should the pirate party movement advocate the abolition of patents? The
question is similar to the question whether it should advocate the abolition
of copyright - which kills the Open Source model as well. In my perception,
a first step is to get the perception accepted that patents are *NOT* a
means for the "commodification" (or: appropriation) of any form of useful
knowledge (which is very much the perception of the US patent system today).
Patents should be considered *exceptions* to the rule of freedom of
competition - which is the basic principle of a non-communist society. And
patent policy making should be considered part of economic policy making.
Perhaps in the US it is better, but in Europe, the EPO is an island,
completely detached from actual economic policy making. An exception is
perhaps DG COMP in the European Commission, but its criticism eventually did
not affect DG Market's "intellectual property" policy very much. And DG
Market is a dedicated follower of corporate US interests. They listen to
"rent seeking" firms. You may recall that professor Hugenholtz was very
angry that his advice (on copyright policy) was simply ignored by DG Market,
even though it had been commissioned by the EU!
The faulure of "Copenhagen" is a prime argument to revisit the patent
system. If the UNITAID initiative fails, it is another argument: the
perception that patents *even* don't forster pharma innovation could be
crucial to create public awareness that patents are BAD for society.
reinier
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